Program on KYC, Money Laundering (ML) & Financial Crime (FC) Risks Management

Learning Event, Risk Management
Tuesday, October 15, 2019 to Wednesday, October 16, 2019
Classroom, Taj Lands’ End, Bandra (W), Mumbai
Heads and Senior Officials in charge of KYC-AML implementation, financial crime management, Fraud Monitoring, Operational risk, ERM, internal audit, compliance and vigilance in banks, FIs and NBFCs.

Program Objectives

·      Review the revised regulation on KYC for banks and NBFCs including Digital KYC

·      Review the important aspects and issues surrounding regulatory guidelines on KYC-AML-CFT

·      Learn enhanced tools and techniques in AML and Financial Crime Risk Management (FCRM) systems

·      Understand Enterprise Risk Management in the context of AML and FCRM framework

·      Relevance/application of Wolfsburg principles to Indian situations in context of recent developments

·   Explore how compliance and performance can be strengthened through enhanced processes and controls, including the use of advanced technologies

·      Demonstrate to the participants through case discussions and experience sharing

·      The inter-linkages between financial crime and loan portfolios

o  The inter-linkages amongst operational risk management, fraud risk management and KYC, AML & FCRM

o  The Role of AML Program & FCRM in implementing Enterprise Risk Management

Program Highlights

·      Get to listen and  interact with senior regulators ( RBI, SEBI, FIU, Enforcement Directorate etc.) and industry practitioners

·      Opportunity for experience and knowledge sharing through close interaction with peers and common stakeholders

·      Optimal mix of learnings from class room presentations, case studies and experience sharing

Program Description
Address N/A Timing 09:00 AM

Photo Gallery

  • Group Photo
  • Pramod Kumar Panda, Senior Program Director, CAFRAL
  • Anil K Sharma, Executive Director, Reserve Bank of India
  • Program Participants
  • Vivek Srivastava, General Manager, Department of Banking Regulation, Reserve Bank of India
  • Program Participants
  • Jairam Manglani, Country Head, Financial Crimes, Standard Chartered Bank
  • Program Participants
  • Manish Kumar Hairat, Additional Director, FIU-India
  • Program Participants
  • Wriju Ray, Co-founder & Chief Business Officer, IDfy
  • Program Participants
  • Anu Tiwari Partner, AZB & Partners
  • Mehul Thakkar Founder, Awesome Analytics
  • Farokh Adarian, ICICI Bank Leadership Team, Business Technology Infrastructure Compliance, ICICI Bank
  • Panel Discussion
  • Pramod Kumar Panda, Senior Program Director, CAFRAL
  • Sanjeev Kashyap, Additional Director, Western Region, Enforcement Directorate, Mumbai
  • Program Participants
  • Panel Discussion
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