Conference of Chief Compliance Officers

Learning Event, Governance
Wednesday, November 27, 2019 to Thursday, November 28, 2019
Rendezvous, Taj Mahal Palace, Apollo Bunder, Mumbai
The Conference is especially designed for the Chief Compliance Officers and other senior functionaries in Compliance and Internal Audit.

Conference Objective

The role of compliance function in banks is becoming more complex and demanding. The regulatory and supervisory expectations are rising and the business units within the bank are focusing on cost reduction and value addition. On the one hand, FinTech is disrupting businesses and on the other, RegTech is enabling banks to ensure better compliance. Globally, Supervisory Agencies are using SupTech and Big Data for data collection and data analytics to support supervision. The Program will focus on recent national and international developments and will provide a platform for exchange of views in the compliance area and the use of technology for compliance as well as supervisory purposes.

Conference Highlights

Some of the key topics to be covered in the Program are the following: 

           Governance, Risk and Compliance Frameworks

           Compliance Function in the age of FinTech and RegTech

           RBI’s Expectations regarding Effective Compliance in Banks

           Customer Protection Guidelines - managing customer complaints

           Enforcement Actions by RBI for Non-compliance

           Compliance and Risk Culture – Industry perspectives


Program Description
Address N/A Timing 09:00 AM

Photo Gallery

  • Group Photo
  • Amarendra Mohan, Senior Program Director, CAFRAL
  • Program Participants
  • A K Choudhary, CGM, RBI
  • C. Sri Hari Phani Kumar, Deputy Legal Advisor, RBI
  • Amol Bhat, Director, PwC
  • Program Participants
  • Program Participants
  • Program Participants
  • Badal Das, Former DMD, SBI
  • Panel Discussion
  • T V Sudhakar,  Senior EVP and Head Compliance, Kotak Mahindra Bank
  • Dambarudhar Sethy, CGM, RBI
  • Subir Saha, Group Chief Compliance Officer, ICICI Bank
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